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Job Description:

  • 1) Records transfer of securities and corrects problems related to transfer: Enters information, such as type and amount of securities that client wishes to purchase or sell, into computer terminal.

  • 2) Reviews client instructions for transfer of securities.

  • 3) Examines securities certificates to verify that information is correct, and mails certificates to department or company specializing in transfer of securities certificates.

  • 4) Receives new certificates from department or company, and sends certificates to client to complete transfer.

  • 5) Talks with coworkers, including REGISTERED REPRESENTATIVES to correct problems related to transfer of securities.




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End Of Job Description for: "TRANSFER CLERK"
DOT:   216.362-046

Job Number: 11387