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Job Description:

  • 1) Buys and sells securities on floor of securities exchange: Analyzes market conditions and trends to determine best time to execute securities transaction orders.

  • 2) Buys and sells securities based on market quotation and competition in market.

  • 3) Informs REGISTERED REPRESENTATIVE of market fluctuations and securities transactions affecting accounts.

  • 4) Must meet exchange requirements, which may include state license, to be member of exchange.

  • 5) May specialize in trading specific securities to stabilize market and be designated Independent Trader or Specialist.




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End Of Job Description for: "FLOOR BROKER"
DOT:   162.167-034

Job Number: 4121