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Job Description:

  • 1) Records purchase and sale of securities, such as stocks and bonds, for investment firm: Computes federal and state transfer taxes and commissions, using calculator and rate tables.

  • 2) Verifies information, such as owners' names, transaction dates, and distribution instructions, on securities certificates to ensure accuracy and conformance with government regulations.

  • 3) Posts transaction data to accounting ledgers and certificate records.

  • 4) Types data on confirmation form to effect transfer of securities purchased and sold.

  • 5) Receives securities and cash and schedules delivery of customer securities.




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End Of Job Description for: "BROKERAGE CLERK I"
DOT:   219.482-010

Job Number: 1151